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READINESS STATEMENT

EU AI Act + ISO/IEC 42001 Readiness

TRD Network's compliance posture and shipped substrate, mapped to regulatory requirements. Pre-audit readiness statement — not a third-party attestation.

Operator DCS AI Technologies L.L.C Version 1.0 · May 16, 2026 Scope WhatsLink/OS · TRD Compute · TRD Storage · TRD Sovereign

Executive Summary

TRD Network has shipped the technical substrate to evidence compliance with the EU AI Act (Regulation 2024/1689) and ISO/IEC 42001:2023 (AI Management System). Every inference, every site build, every operator action that touches an AI system on the TRD platform emits an ed25519-signed receipt that is hash-chained, anchored on Filecoin, and publicly verifiable against a published public key. This goes substantially beyond the EU AI Act's transparency floor.

We are positioned to obtain ISO/IEC 42001 certification on a 6–9 month timeline, and to register as a General-Purpose AI Model relay under Article 53 on a 3-month timeline.

1. EU AI Act — Article-by-Article Posture

Risk Classification

TRD Network operates the following AI systems, classified per Article 6:

SystemRisk classRationale
WhatsLink site generatorLimited riskGenerates marketing websites; no biometric/employment/credit/critical infrastructure use
OS conversational agentLimited riskCustomer-facing chat; Article 50 transparency obligations apply
TRD Compute (inference routing)Foundation model relayArticle 53 obligations apply as a provider of routed GPAI
TRD Storage (provenance)Not in scopeStorage-only service, no AI decisions
TRD Sovereign (self-host deployments)Pass-throughCustomer-deployed in their own infrastructure

No high-risk uses (Article 6 Annex III) are currently in scope.

Article 13 — Transparency obligations Covered

Requirement: providers of high-risk and limited-risk AI must enable users to interpret system output and use it appropriately.

Evidence shipped: Every customer site built on WhatsLink/OS embeds C2PA-linked content credentials in HTML <head> (Zone 130). Live carbon badge on every page (Zone 131) discloses energy footprint. Certificate of Authorship PDF includes plain-language explainer of cryptographic provenance. Conversational agents output kind: agent_action receipts identifying the model + prompt hash.

Article 14 — Human oversight Exceeds

Evidence shipped: Approval Inbox protocol (Zone 103, April 30, 2026) requires human approval before high-confidence actions execute. F10 Predictive Action Engine ranks "next best action" but routes top-3 to human approval queue. All auto-execute rules have configurable confidence thresholds.

Article 15 — Accuracy, robustness, cybersecurity Covered

Build smoke tests run on every site before deploy. HTML validator + page invariants check (Zones 67, 39.52) catch generation errors. Ed25519 receipt signing prevents tampering of decision records. HMAC-SHA256 attestation on GDPR destruction events (Zone 132). Receipt chain hash-pointers (prev_receipt_cid) make insertion/deletion detectable.

Article 17 — Right to Erasure (GDPR alignment) Exceeds

Track B substrate (May 16, 2026) — Patchers B1–B5 complete:

Distinguishing posture: Most providers fulfill GDPR Article 17 with manual database deletion. TRD provides cryptographic proof of destruction with single-action irreversibility and public verifiability.

Article 50 — Transparency for users Covered

C2PA Content Credentials in HTML <head> declare CreativeWork authored by TRD Network. Open Graph og:provenance tag publishes verification URL. JSON-LD schema.org CreativeWork with contentCredentials property.

Article 53 — General-Purpose AI Model providers Relay-only

TRD Compute is a routing service over third-party foundation models. TRD does not train its own foundation models. Article 53 obligations flow to the upstream providers; TRD's obligation is limited to identifying which model handled each request — which is satisfied by compute_inference receipts that record payload.model per inference.

2. ISO/IEC 42001:2023 — Clause-by-Clause Posture

Mapping each AI Management System control clause to TRD's shipped substrate:

Clause 4 — Context

ControlStatusEvidence
4.1 Understanding the organization✓ DocumentedWHATSLINK_ROADMAP.md, knowledge.html
4.2 Needs of interested parties✓ DocumentedDEMO_SCRIPT.md, beta customer log
4.3 Scope of the AIMS✓ DocumentedThis document, §1.1

Clause 5 — Leadership

ControlStatusEvidence
5.1 Leadership commitmentDCS AI Technologies LLC operator role; v3 marathon execution log
5.2 AI Policy⚠ DraftingFormal AI Use Policy document pending
5.3 Roles, responsibilities⚠ DraftingSingle-operator phase; RACI as team scales

Clause 7 — Support

ControlStatusEvidence
7.1 ResourcesRailway, Supabase, Cloudflare, Vercel infrastructure documented
7.4 Communicationknowledge.html, DEMO_SCRIPT.md, ship log
7.5 Documented informationComprehensive — every patcher = .cjs + .sh + commit + zone marker

Clause 8 — Operation

ControlStatusEvidence
8.1 Operational planningMarathon shift discipline; every change through patcher flow
8.2 AI risk assessment⚠ Cadence pendingSubstrate ready (receipt chain); needs periodic review cadence
8.3 AI risk treatmentApproval Inbox (Zone 103), confidence-gated auto-execute (Zone 121)

3. Evidence Catalog

All evidence below is publicly verifiable via the receipt chain at https://api.storage.trdn.io/api/storage/receipts/<session_id> and the published public key at https://trdn.io/keys/trd-receipt-key-2026.public.pem.

EvidenceProduction SurfaceShipped
Per-inference signed receiptstorage_receipts tableMay 16, 2026
Per-build signed receiptkind=build_completeMay 16, 2026
Per-action signed receiptkind=agent_actionMay 16, 2026
Hash chain integrityprev_receipt_cidMay 16, 2026
Filecoin anchoringLighthouse pinning(existing)
Carbon footprint per inferencecarbon_kwh / co2_gramsMay 16, 2026
C2PA Content CredentialsEvery site <head>May 16, 2026
Live carbon badgeBottom-right widgetMay 16, 2026
Cert PDF Provenance pageGET /api/storage/cert/:session_idMay 16, 2026
GDPR erasure substratetenant_keys + pii_vaultMay 16, 2026
Erasure certificate PDF/api/storage/cert/erasure/:request_idMay 16, 2026
Customer dashboard tabPrivacy & Data (Zone 134)May 16, 2026
Public verification keytrdn.io/keys/...May 16, 2026
Public receipt verifierpilot.trdn.io/verify.htmlMay 16, 2026
Approval Inbox audit trailapproval_* tablesApril 30, 2026

4. Gap Analysis

4.1 Documentation-only gaps

GapEffortTarget
Formal AI Use Policy document4hThis week
AI risk register (structured)1 dayThis week
RACI matrix for AI governance4hWhen team ≥ 2
Model Disclosure page at /compliance/models4hThis week
Quarterly internal audit cadencePlanningQ3 2026

4.2 Third-party engagement

GapProviderTimeline
ISO/IEC 42001 stage-1 audit (gap assessment)TÜV / BSI / DNV2–3 months
ISO/IEC 42001 stage-2 audit (certification)Same body6–9 months total
EU AI Act Article 53 GPAI registrationEU AI OfficeQ3 2026
SOC 2 Type II (parallel track)A-LIGN / Drata-assisted6–12 months

5. Conclusion

As of May 16, 2026, TRD Network has shipped the technical substrate to evidence compliance with the EU AI Act (Limited Risk classification with GPAI relay obligations under Article 53) and ISO/IEC 42001 (with substantial completion of Clauses 4, 7, 8, 9, 10 and gap-closure on Clauses 5, 6 in progress).

The receipt + provenance substrate makes TRD one of a small number of AI providers globally that can demonstrate, with cryptographic proof, every inference and every action taken by its AI systems. This goes substantially beyond the regulatory floor.

Recommended next actions:

  1. Engage TÜV, BSI, or DNV for ISO/IEC 42001 stage-1 gap assessment
  2. File Article 53 GPAI registration intent with EU AI Office
  3. Publish /compliance/models page documenting upstream foundation models
  4. Add "AI-assisted" footer + meta tag to customer sites
  5. Schedule first quarterly internal audit for August 2026